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Government Enforcement Defense



Serpe LLC provides clients with smart, practical, and cost-effective legal advice and representation. Our practice focuses on white-collar criminal and government enforcement defense, internal investigations, business litigation, targeted employment counseling, and cutting edge education regarding emerging cryptocurrency laws. 

White-Collar Criminal & Government Enforcement Defense

Serpe LLC defends clients who are the targets, subjects, and witnesses of government investigations and prosecutions brought by any government agency including the:

  • U.S. Department of Justice;
  • The United States Attorney’s Office for the Southern and Eastern Districts of New York;
  • New York State Office of the Attorney General;
  • U.S. Department of Treasury, including the Financial Crimes Enforcement Network (FinCEN); and the
  • Manhattan and Brooklyn District Attorney’s Offices. 

Serpe LLC represents clients in connection with investigations, and civil enforcement actions conducted by the:

  • Securities & Exchange Commission (SEC);
  • Commodity Futures Trading Commission (CFTC);
  • New York Stock Exchange (NYSE);
  • Financial Industry Regulatory Authority (FINRA);
  • Federal Trade Commission (FTC); and the
  • Public Company Accounting Oversight Board (PCAOB).

Clients depend on the Firm to defend them in cases involving allegations of:

  • Securities fraud;
  • Insider trading;
  • Cryptocurrency and initial coin offering (ICO) fraud (involving Bitcoin; Ethereum; Ripple; Stellar Lumens; EOS; Litecoin; Tether);
  • Market manipulation;
  • Corporate expense fraud;
  • Health care fraud;
  • Art fraud;
  • Mail and wire fraud;
  • Perjury;
  • Sexual abuse or harassment and other Me Too crimes;
  • Government misconduct;
  • Falsifying business records;
  • Currency transaction and cash reporting violations;
  • Antitrust violations;
  • U.S. economic sanctions violations;
  • Anti-money laundering; and
  • Criminal tax matters.


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